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Sustainability Indicators for Farming-based Livelihood Systems
(David Howlett: University of Bradford) 24 July 2000


We are developing a set of indicators for farming-based
  livelihood systems in east and southern Africa. This is under a DFID supported research project 'The Effects of Policy on Natural Resource Management and Investment by Farmers and Rural Households in East and Southern Africa'.

The main aim of the project is to develop a set of indicators of the sustainability of farming-based livelihood systems which can be used to assess or monitor the impact of policy and institutional change on these systems. We have now produced two set of indicators:

  • The first is an "external" set of sustainability indicators identified by the research teams based on the literature and country studies.
  • The second is an "internal" set of indicators of success identified by local stakeholders.
From these local and external sets of indicators we have produced a combined set of indicators which we are testing in the field in Uganda and South Africa. In identifying the local indicators we have developed a participatory methodology for the assessment of asset status based on the five capitals of the sustainable livelihood framework. We believe this may be useful to others working in sustainable livelihoods. For more details see our web site.

In the research we have made a distinction between the success and sustainability of systems. What is considered to be a "successful" farming based systems may, or may not be considered to be sustainable. Different stakeholders in any given context are likely to give different answers to whether a system is successful and/or sustainable. Key questions we are attempting to answer are:

  • What criteria are used to determine the success of systems, by whom, and for what purpose?
  • How do these criteria of success compare to criteria of sustainability? The two may or may not be the same.
  • How can a set of sustainability indicators be developed which are both useful to policy makers and relevant to, and representative of, farmers' realities and concerns?
This is a collaborative research project implemented by Agricultural and Rural Development Research Institute, University of Fort Hare, Eastern Cape, South Africa, the Development and Project Planning Centre, University of Bradford, the Economic Policy Research Centre, Uganda, the Institute for Development Policy and Management and the Centre for Agricultural, Food and Resource Economics University of Manchester.

For more details on the research and the development of these indicators there is a series of project working papers which are downloaded at our project web site:

http://les.man.ac.uk/jump/indicators.html
or
http://les.man.ac.uk/ses/research/CAFRE/indicators/home1.htm

Titles in the working paper series to date include:

  • A Review of Indicators of Agricultural and Rural Livelihood Sustainability.
  • A Framework for Research on Sustainability Indicators for Agriculture and Rural Livelihoods.
  • Natural Resource Management and Policy in Uganda: Overview Paper.
  • Natural Resource Management and Policy in Eastern Cape Province, South Africa: Overview Paper.
  • Stakeholder Analysis and Local Identification of Indicators of the Success and Sustainability of Farming Based Livelihood Systems in east and southern Africa.
We would welcome comments on these papers and to exchange ideas on the development of indicators relating to sustainable livelihoods with others. Please contact one of us (David Howlett or Phil Woodhouse)
For more details on the project and these papers contact the project co-ordinators:

  • David Howlett -tel. +44 1274 235286, email d.howlett@brad.ac.uk;
  • Phil Woodhouse - tel. +44 161 275 2801, email phil.woodhouse@man.ac.uk .
David Howlett (University of Bradford)



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